Broadgate

Compliance Advisory Manager (Contract)

London

Posted 22 days ago

Contract

We are seeking an experienced and technically strong Senior Compliance Advisor to join a specialist financial services compliance function on a temporary basis. This is a high-impact role sitting within the second line of defence, supporting a regulated bank that is entering an ambitious growth phase.

You will deliver rigorous regulatory compliance advice, drive policy development, and play a central role in shaping a scalable Compliance Operating Model - all within a values-driven organisation with real purpose at its heart.

What You'll Do

Compliance Advisory Provide specialist, technical regulatory compliance advice to business stakeholders on an ongoing basis. Interpret and apply rules from the FCA, PRA, PSR, and other applicable regulatory bodies accurately and pragmatically. Support new product development, marketing review, project launches, and annual compliance reviews. Champion a culture of good customer outcomes, embedding the FCA's Consumer Duty requirements across the organisation. Compliance Policy Maintain and update the Bank's Compliance policy suite in line with regulatory change. Undertake regulatory research and gap analysis to identify and implement policy enhancements. Manage the document approval schedule in collaboration with compliance colleagues, ensuring committee deadlines are met. Compliance Projects Lead the assessment of the current and future state Compliance Operating Model (COM) as part of a five-year growth strategy. Work collaboratively with business areas to design and implement enhancements that deliver a more sustainable and scalable compliance function. Support the Senior Compliance Manager in planning and developing the COM alongside the wider Compliance team. Additional Responsibilities Conduct deep-dive assessments on key risk areas identified through monitoring, regulatory focus, incidents, or audit findings. Escalate suspected regulatory breaches promptly to the Chief Risk Officer Collaborate closely with the Head of Compliance, MLRO, and Risk & Compliance colleagues to drive the regulatory agenda forward.

Who We're Looking For

Experience — Essential Significant compliance experience gained within a regulated financial institution or comparable environment. Demonstrated expertise across: regulatory/compliance advisory; compliance oversight, assurance and monitoring; policy writing, development and change management. Proven track record in horizon scanning, regulatory risk management, and embedding conduct risk frameworks. Experience of compliance planning, reporting, and corporate governance. Ability to manage regulatory projects and work effectively with stakeholders at all seniority levels. Skills & Knowledge — Essential Deep, working knowledge of FCA, PRA, PSR and related regulatory frameworks. Strong analytical ability — able to interpret complex regulatory requirements and translate them into clear, actionable guidance. Excellent written and verbal communication skills, with the confidenc e to engage senior management and business leaders. Methodical, diligent, and collaborative — with the assertiveness to provide constructive challenge where needed. Qualifications ICA qualification or equivalent industry-recognised credential (desirable). A-Level or higher education; graduate or postgraduate qualifications welcomed. Commitment to continuous professional development (CPD) and staying current with regulatory developments. Pre-Appointment Checks

All appointees will be subject to the following pre-employment checks: Credit Check Sanctions Check Basic DBS Check (Standard DBS for FCA Approved roles) Employment References Medical Clearance Right to Work in the UK