Compliance Monitoring Officer
Basildon
Posted 10 days ago
Early applicant
Hybrid
Full-time
Mid Level
To assist FCE’s Head of Compliance and Compliance Manager in the fulfilment of the Compliance Monitoring Programme, by assessing management, functions and locations’ adherence to Prudential Regulation Authority (PRA), Financial Conduct Authority (FCA) and other relevant European and Global rules and regulations.
To conduct specialist regulatory project work and resolve technical issues escalated by the business.
Report directly to the Compliance Manager and support the Head of Compliance and Compliance Manager on compliance monitoring matters and provide holiday or sickness cover to other compliance team members.
Skills
FCA rulebook
PRA rulebook
Consumer Credit Act
Compliance monitoring
Regulatory reporting
Risk assessment
Data analysis
Technical writing
Communication skills
Organizational skills
Financial services
Complaints handling
Stakeholder management
Attention to detail
Diplomacy
Integrity
Basildon