Entry Level Compliance Associate

THE COMPANY:

We are looking for a recent graduate (ideally graduating in 2025) with a good degree in either Law, Economics, Finance or Mathematics. No previous compliance experience is needed, but a proven desire to break into Compliance and a genuine interest in AI is needed. The position is open to graduates based in travelling distance of London. You will work 3 days in the office and 2 at home. Salary up to £30k.

THE RESPONSIBILITIES:

Performing, supporting & enhancing monitoring and surveillance activities. Managing, supporting and developing workflows and record keeping in respect of staff personal compliance obligations. Supporting the efficient operation of compliance frameworks including for anti-financial crime, training, reporting, regulatory change and regulatory policies. Supporting and participating in the activities for reviewing and approving financial promotions and account openings. Participating in other activities including for advisory, regulatory change, operations and anti-financial crime as mandated by the Head of Compliance.

EXPERIENCE REQUIRED:

Genuine interest in AI within financial services Proactive with motivation for high standards of delivery and desire to develop insights and technical skills across a range of business and regulatory topics and disciplines. High standards of written and oral communication. Strong interpersonal skills with ability to develop and foster productive professional relationships. Affinity with technology and systems with a view to aiding efficiency and developing new workflows.

For further information please contact Spencer Evans