Financial Crime & Regulatory Senior Associate

Financial Crime & Regulatory Senior Associate – London – Up to £100,000

A well-established national practice with a strong reputation in financial crime and regulatory matters is seeking a Senior Associate or equivalent to join its growing London team.

The firm acts for a broad range of corporate and individual clients on complex domestic and cross-border matters, including high-profile regulatory investigations and enforcement action. This is a senior opportunity within a highly regarded team, offering responsibility for sophisticated work alongside involvement in business development and the continued growth of the practice.

The Role:

Advising and representing corporate and individual clients in financial crime investigations involving regulators including the police, HMRC, SFO and FCA Supporting clients through all stages of investigation and enforcement, including interviews under caution, regulatory engagement and prosecution proceedings Preparing voluntary disclosures and self-reports following the identification of potential financial crime issues Conducting internal investigations on behalf of corporate clients in relation to whistleblowing and financial crime allegations Interviewing witnesses, reviewing evidence, preparing board-level reports and advising on risk mitigation strategies Advising on financial crime compliance frameworks, including anti-money laundering, anti-bribery, sanctions, failure to prevent offences and tax evasion facilitation risks Carrying out compliance reviews, gap analyses and audits of internal policies and procedures Supporting due diligence and integration work on corporate transactions, including mergers and acquisitions Defending regulatory investigations and enforcement action brought by public authorities, including advising on evidence, strategy, interviews under caution and plea considerations Maintaining high standards of client service and contributing to the efficient delivery of complex matters

About You:

Experienced Senior Associate or equivalent with a background in financial crime, regulatory or enforcement work Strong knowledge of financial crime law, practice and regulatory frameworks Experience conducting investigations and advising corporate clients is essential Confident working with senior stakeholders and managing sensitive matters Strong analytical and organisational skills with excellent attention to detail Able to manage competing priorities in a fast-paced environment Comfortable working independently while contributing to a collaborative team environment Ambitious, commercially aware and keen to support business development and growth initiatives

Benefits:

Competitive salary up to £100,000 depending on experience Annual bonus scheme Competitive employer pension contribution Hybrid working arrangement Generous holiday allowance with option to buy/sell additional days Supportive environment with strong emphasis on professional development and training opportunities

Apply in the strictest of confidence online and or via telephone – there is no need for a CV for an initial conversation.

Contact Danielle Lawton Retained Consultant

Direct Dial: 0161 826 3140 Mobile: 0737 602 8332 Email: Danielle.Lawton@williamjamesrecruitment.com