Rayment Recruitment
Compliance Administrator
Get notified of more jobs like this · No spam, ever
How your CV stacks up
Upload your CV to see how well it fits this job role
?%
Compliance Administrator – Financial Planning
Warrington
£28,000 – £35,000 dependent on experience and qualifications
Comprehensive Benefits and Exam Support
It is looking for a detail-driven Compliance Administrator to join a growing Financial Planning firm in Warrington. This is a fantastic opportunity for someone who enjoys working in a structured environment and wants to build a long-term career in compliance within financial services.
The Compliance Administrator Role
Working closely with the compliance team and advisers, you will help ensure the firm operates within regulatory requirements while maintaining high standards of client service.
Compliance Administrator - Key Responsibilities
Reasons to use Rodeo
Start with a chat, not a search bar
Grad scheme, placement, apprenticeship? Not sure what you want yet — that's fine. Your agent talks it through with you and turns "I have no idea" into a shortlist.
It searches the market for you
Every day your agent scans the market matching roles against what actually matters to you, not just keywords on a CV.
Only hits
No noise. No "maybe this fits." Just roles with a clear explanation of why they're right — and where to focus when applying.
- Supporting the compliance function with day-to-day administrative tasks
- Conducting file reviews to ensure regulatory standards are met
- Maintaining accurate compliance records and documentation
- Assisting with internal audits and monitoring activities
- Supporting advisers with regulatory queries and best practice guidance
- Helping implement and monitor compliance policies and procedures
Compliance Administrator - About You
- Experience in financial services administration or compliance (ideally within financial planning/wealth management)
- Strong attention to detail and organisational skills
- Good understanding of regulatory frameworks within financial services (desirable)
- Confident communicator with the ability to work collaboratively
- Ambition to develop within compliance and financial services
Get help with your application
Your very own career expert that helps elevate your application to the next level.
Compliance Administrator - What’s on Offer
- Salary: £28,000 – £35,000 D.O.E
- Full exam support for relevant professional qualifications
- Comprehensive benefits package
- Clear progression within compliance
- Supportive and professional working environment
- Office-based role in Warrington
If you're looking to build a career in compliance within financial planning and want to join a supportive firm that invests in your development, please get in touch.
“It took my CV and asked me questions relevant to understanding what kind of jobs to suggest for me. Suggestions were almost perfect. Jobs were exactly what I’ve been looking for.”
Jessica, London
Skills