IDEX Consulting Ltd
Compliance Analyst
How your CV stacks up
Upload your CV to see how well it fits this job role
?%
Compliance Analyst – London Market Insurance Broker
Location: London
Salary: £50,000
Hybrid: 1 / 2 days a week in London
The opportunity
An excellent opportunity has arisen with a specialist London Market insurance broker, part of a wider international insurance group, for a Compliance Analyst to join its growing compliance function.
This is a particularly good opportunity for someone with insurance broking experience who has developed an interest in compliance and is looking to build a long-term career within the function. The role will work closely with the existing Compliance Officer, supporting the delivery of the Compliance Monitoring Plan, Quality Assurance framework, regulatory reporting and management information across the business.
Crucially, there is a clear pathway to progress into a Compliance Officer position. This role is designed for someone who wants to develop their technical compliance knowledge, take on increasing responsibility and progress their career rather than remain at an analyst level.
Reasons to use Rodeo
Start with a chat, not a search bar
Grad scheme, placement, apprenticeship? Not sure what you want yet — that's fine. Your agent talks it through with you and turns "I have no idea" into a shortlist.
It searches the market for you
Every day your agent scans the market matching roles against what actually matters to you, not just keywords on a CV.
Only hits
No noise. No "maybe this fits." Just roles with a clear explanation of why they're right — and where to focus when applying.
What you'll be doing
- Supporting the Compliance Monitoring Plan, particularly Quality Assurance across broking, claims and underwriting
- Monitoring compliance with FCA, Group and internal policies and procedures
- Supporting regulatory horizon scanning and assessing the impact of regulatory change
- Supporting Consumer Duty and Product Governance activity
- Assisting with FCA regulatory reporting and management information
- Preparing MI and reports for senior management and Board-level stakeholders
- Supporting product reviews and Product Governance data collection
- Monitoring financial crime, sanctions, financial promotions and conflicts of interest
- Supporting the investigation and management of complaints, breaches and errors & omissions
- Maintaining risk and control registers
- Supporting compliance training across the business
- Attending the monthly Quality Assurance Committee
- Helping maintain effective systems and controls across the business
Get help with your application
Your very own career expert that helps elevate your application to the next level.
What we're looking for
Insurance broking experience is important for this role. We're particularly interested in candidates who understand how a commercial insurance broker operates, how risks are placed and distributed, and the regulatory considerations that come with working within the London Market.
You may already be working in a compliance role, or you could be coming from a broking, QA, risk or governance background and looking to make a move into compliance.
We're looking for someone with:
- Experience within commercial insurance broking / the London Market
- An understanding of how commercial insurance is placed and the distribution chain
- Some exposure to compliance monitoring, QA, risk or governance
- An understanding of the key regulatory risks facing insurance brokers
- Good communication skills and the confidence to work with stakeholders across the business
- A genuine interest in developing a career in compliance
“It took my CV and asked me questions relevant to understanding what kind of jobs to suggest for me. Suggestions were almost perfect. Jobs were exactly what I’ve been looking for.”
Jessica, London
Skills
Location