Edenbrook
Compliance Analyst
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Compliance Analyst Opportunity
Compliance Analyst opportunity working with a top performing specialty insurer operating within the Lloyd’s market. This is a broad/generalist role where you will support the Head of Compliance and wider team to ensure the compliance plan and regulatory requirements are met through completing a range of tasks.
Key Responsibilities:
- Assist with the delivery of the Compliance Plan, including compliance monitoring activities covering areas such as brokers and underwriting authorities.
- Maintain the regulatory deadline calendar, tracking all regulatory returns and liaising with relevant stakeholders to ensure timely completion.
- Assist with the preparation and submission of regulatory returns.
- Support the broker approval process, including the issuance of TOBAs.
- Assist with providing regulatory advice to teams, including on licensing and tax matters.
- Support conduct risk governance processes, including secretarial support for the Product Oversight Group and product review forums.
- Assist with the preparation of management information (MI) across a range of topics, including conduct risk.
- Provide support to other areas of the Compliance team as required.
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Education / Experience:
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- Educated to college level/equivalent with a qualification or relevant market experience.
- 12 months + compliance experience within the insurance industry (ideally Lloyd’s).
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