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Compliance Auditor
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Compliance Auditor | Global Law Firm
London Office | Permanent Opportunity
Competitive Salary + Benefits | Hybrid Working
Our client, a top global law firm, is actively recruiting for an experienced and professional Compliance Auditor to join them on a permanent basis in their London office – working in their Business Intake & Conflicts Team.
You’ll be working for a firm that represents the world’s major corporations, financial institutions and funds in their complex transactions and disputes. Situated within the Business Intake & Conflicts Team, you’ll be working with an experienced team and have close contact with senior stakeholders at the firm.
Responsibilities
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As the successful Compliance Auditor, you’ll be responsible for (but not limited to) the following:
- Assisting with the coordination and handling of Client Audits, for the purposes of risk management.
- Preparing draft audit packages for review, as well as creating reports on audit activity.
- Researching information such as client financials and matter history within designated timeframes.
- Tracking and reporting monthly usage of databases and highlighting/identifying issues.
- Handling special requests for research on companies and/or individuals.
- Reviewing audit and risk reports on potential findings.
- Updating documentation in relation to completed audits for referencing and follow ups.
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Requirements
To be considered for this Compliance Auditor opportunity, you’ll need to have/be the following:
- Have a minimum of 2/3 years as Compliance Auditor, Internal Auditor, Client Audit Analyst or within Quality Assurance.
- Be educated to degree level (ideally, LLB/GDL).
- Be able to commute to the London office three days a week.
- Preferably, have knowledge of conflicts clearance and new client/matter opening.
- Preferably, be familiar with Aderant and be able to create reports by writing SQL scripts (or be interested in learning/trained).
For more information on this opportunity and to review an in-depth job description, get in touch as soon as possible.
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