KennedyPearce Consulting
Compliance Manager
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COMPLIANCE MANAGER - 12 MTH CONTRACT - 2027 START
Our client is a multi-asset global investment management house with a recognised track record. The need for an experienced Compliance professional to undertake a 12 month contract has arisen.
DUTIES & RESPONSIBILITIES OF A COMPLIANCE MANAGER FTC
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- Assisting with the review and approval of financial promotions
- Ensuring adherence to the AML/Fraud/ABC/KYC requirements
- Undertaking monitoring and providing training
- Assisting with internal/external audit reports
- Reviewing PA Dealing and gifts requests
- Analysing conflicts, maintaining policies, collating MI and making reports.
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QUALITIES & ATTRIBUTES OF A COMPLIANCE MANAGER FTC
You will have proven generalist Compliance experience from an asset management or fund management background. Salary: £60-75K plus bonus and benefits. Please contact me for more details.
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