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Compliance Manager Pensions and SIPPs
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Pensions Compliance Manager (12-Month FTC) | London Hybrid (2 days in the office)
Excellent opportunity for an experienced regulatory compliance professional to join a leading compliance consultancy supporting pensions and wealth management clients. You’ll provide senior-level compliance advice, lead client projects, and mentor junior colleagues.
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Strong pensions experience is essential, with hands-on knowledge of SIPP operators highly desirable. Exposure to SSAS arrangements, wealth management and broader investment sector compliance would be advantageous.
Key requirements:
- Strong FCA regulatory compliance background
- Experience within pensions, ideally SIPPs
- Wealth management and investment compliance knowledge
- A working knowledge of; MiFID II, AIFMD, fund administration, SM&CR, Market Abuse, MLR’s, EMIR, and/or on/off shore fund establishment beneficial.
- Ability to manage client projects and provide technical guidance
- Experience mentoring or overseeing junior team members
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