Major, Lindsey & Africa
Compliance Monitoring & Testing Associate (Interim)- £120k-£155k- Financial Services Client
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A leading international financial services organisation is seeking an experienced Compliance Monitoring & Testing professional to join its London-based Compliance team on an interim basis.
This is a hands-on opportunity to play a key role in delivering an established Compliance Monitoring Programme while contributing to the future direction of the firm's monitoring and testing framework. Working within a lean, high-performing team, you will have significant exposure to senior stakeholders and the chance to influence best practice across the function.
Key Responsibilities
- Deliver compliance monitoring reviews and testing activities across a range of business areas.
- Execute monitoring assignments from planning through to reporting.
- Partner with Compliance and business stakeholders to identify key regulatory and conduct risks.
- Contribute to the development of the firm's future Compliance Monitoring Plan.
- Assess the effectiveness of existing monitoring arrangements and recommend enhancements.
- Support the expansion of monitoring coverage across key risk areas.
- Produce clear, concise reports, findings and practical recommendations.
- Bring external market insight and industry best practice to support ongoing programme development.
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The ideal candidate will have:
- Experience within Compliance Monitoring, Compliance Testing or Compliance Assurance in a financial services environment.
- Strong knowledge of regulatory risk management and compliance frameworks.
- The ability to independently deliver monitoring reviews end-to-end.
- Excellent stakeholder management and communication skills.
- A pragmatic, solutions-focused approach, with the ability to balance regulatory expectations and commercial realities.
- Experience within investment banking, capital markets or broader financial services environments would be highly advantageous.
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What's on Offer?
- Initial 6-month contract with potential for a longer-term opportunity
- Flexible working arrangements, including part-time and compressed hours options
- Exposure to senior stakeholders and strategic programme development
- Opportunity to contribute to the evolution of a modern compliance monitoring framework
If you're an experienced compliance monitoring professional available for a new interim assignment, please contact: gbalasubrama@mlaglobal.com for further details.
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