Broadstone
Compliance Officer
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Broadstone have an exciting opportunity for a Compliance Officer to join their team.
Location: National
Who are we?
Broadstone is a thriving consultancy offering a wide range of services in pensions, investments, and employee benefits. Established in 1989, the business has grown from a small team to a workforce of nearly 900, brought together by a desire to provide a personal, expert service to all who put their faith in us. We take pride in assisting small and medium sized pension schemes who lack the time or resources to address increasingly challenging issues themselves.
Our values are at the heart of everything we do and drive us forward every day. We strive to attract, develop, and retain high quality talent to work together to provide the best possible client outcomes. Our team feel empowered to share ideas to continuously improve our business. The impressive results of both client and staff surveys are a source of great pride.
Broadstone are committed to building an inclusive working environment, valuing diversity, equity and inclusion based on age, background, disability, gender, gender identity, gender expression, race, religion or sexual orientation. Please let us know if you require reasonable adjustments.
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We operate out of 13 regional hubs stretching from London to Glasgow.
Compliance Officer – The Role:
An exciting opportunity for an experienced Compliance professional to provide high-quality support to the General Council and the Compliance & Legal team.
This role will allow you to deliver effective Compliance & Risk advice to various functions across all Broadstone entities.
Compliance Officer – Key Responsibilities:
- Providing Compliance supervision and advice to Broadstone entities, with a particular focus on the Pension Administration & Advisory (PAA) business unit.
- Monitoring the Compliance Team mailbox, responding to or allocating tasks to other team members. This may include supporting the MLRO with money laundering queries.
- Assisting with the Training & Competence scheme, leading on training delivery and overseeing the implementation of compliance strategy, with a particular focus on PAA.
- Managing junior team members, supporting in their development of knowledge and key skills.
Compliance Officer – You:
- Prior experience within the pensions industry is essential, including knowledge of the financial services/regulatory environment, and awareness of different product types and service propositions.
- Previous experience in the management and development of junior employees.
- Effective interpersonal skills, sound judgment and sensitivity to deal with confidential business and client-related issues.
- Able to prioritise and organise work effectively, working under pressure and delivering to tight deadlines.
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Compliance Officer – Benefits:
- Competitive salary
- 25 days holiday plus bank holidays (with option of buying more)
- Private Medical Insurance
- Group Life Assurance
- Income Protection
- Generous pension scheme
- Health cash plan
- Additional optional benefits to best suit your lifestyle
- Social events
- Volunteering opportunities
To submit your application for this exciting Compliance Officer opportunity, please click ‘Apply’ now!
If you are interested in this opportunity and wish to have a confidential conversation about the scope and expectations, please contact ewan.wood@broadstone.co.uk.
Broadstone reserves the right to close our vacancies early and will endeavour to respond to all applicants. However, if for any reason you have not heard back within 28 days of applying, please assume that you have been unsuccessful on this occasion.
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