Compliance Professionals
Compliance Officer AVP
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THE COMPANY:
Our client is a successful corporate bank. They are looking for someone to provide hands-on generalist compliance advice and support to the London branch.
THE RESPONSIBILITIES:
Anti-Money Laundering (AML) / Countering the Financing of Terrorism (CFT)/Sanctions:
- Provide 2nd line review of on-boarding documentation and periodic KYC reviews for final sign off
- Review and analyse name screening reports
- Conduct daily manual transaction monitoring
- Maintain the Branch’s KYC review register
- Work with the Group’s Compliance AML Team on the establishment and implementation of AML policies, procedures and controls/systems in the Branch
- Prepare AML/CFT Management Information to meet local and group requirements
- Draft internal communications on current money laundering and terrorism financing events and themes to increase awareness across the Branch.
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Generalist Compliance duties:
- Assist in the maintenance of all Branch Compliance Policies and Procedures including the Compliance Plan and the Compliance Review Plan
- Support in the annual update of the bank's risk assessments
- Assist in reporting of regulatory issues and breaches
- Help prepare and submit monthly reporting on compliance matters and issues
- Facilitate compliance training sessions and monitor and maintain compliance training records
- Keep abreast of developing regulations impacting the Branch
- Complete all mandatory training within the assigned timeframes
- Uphold the UK Regulatory expected Code of Conduct at all times.
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EXPERIENCE REQUIRED:
- Previous experience within Compliance in a UK regulated bank or branch with exposure to wholesale banking/corporate banking activities
- Strong knowledge of regulatory compliance, AML, CDD, anti-bribery and corruption, and data protection requirements
- Commercial and pragmatic approach to compliance
- Ability to operate with sound judgement and effective escalation under deadline pressure, balancing quality with pace
For further information please contact Natalie Eshelby
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