Alexander Chapman
Compliance Officer
Get notified of more jobs like this · No spam, ever
How your CV stacks up
Upload your CV to see how well it fits this job role
?%
Senior Compliance Officer – Investment Management
We are partnering with a leading global alternative investment manager looking to add an experienced Senior Compliance Officer to its London team.
This is a broad, hands-on compliance role offering significant exposure across trading, regulatory and general investment management compliance within a sophisticated global platform.
Key Responsibilities
- Oversee transaction reporting processes, including exception review and remediation
- Manage shareholder and regulatory disclosure requirements
- Support day-to-day trading and investment compliance matters
- Assist with the firm’s compliance monitoring programme
- Maintain and enhance compliance policies and procedures
- Conduct compliance testing, thematic reviews and employee training
- Support surveillance across best execution, market abuse and related trading activity
- Provide broader regulatory and general compliance support across the business
- Partner with colleagues across multiple international offices
Reasons to use Rodeo
Start with a chat, not a search bar
Grad scheme, placement, apprenticeship? Not sure what you want yet — that's fine. Your agent talks it through with you and turns "I have no idea" into a shortlist.
It searches the market for you
Every day your agent scans the market matching roles against what actually matters to you, not just keywords on a CV.
Only hits
No noise. No "maybe this fits." Just roles with a clear explanation of why they're right — and where to focus when applying.
Ideal Background
- 6–8+ years of compliance experience within a hedge fund, asset manager or broader investment management environment
- Strong knowledge of UK and European regulatory requirements
- Experience with MiFID transaction reporting and shareholder disclosures
- Understanding of trading surveillance and market conduct requirements
- Exposure to multiple asset classes, ideally including equities, fixed income and derivatives
- Strong generalist compliance background with the ability to operate independently
- Commercial, collaborative and comfortable working closely with investment professionals and senior leadership
Get help with your application
Your very own career expert that helps elevate your application to the next level.
Compensation
Competitive and commensurate with experience.
This is an excellent opportunity to join a growing, sophisticated investment platform in a highly visible compliance position with broad responsibility.
“It took my CV and asked me questions relevant to understanding what kind of jobs to suggest for me. Suggestions were almost perfect. Jobs were exactly what I’ve been looking for.”
Jessica, London
Location