Consumer and Wholesale Investment Firms Supervisor

Financial Conduct Authority

Regulating financial services firms and financial markets in the UK, https://www.fca.org.uk/careers

Requirements of the role

As a supervisor in the Consumer and Wholesale Investments team in EHGO, you will proactively supervise firms across the advisers and intermediaries, asset management, wealth management and platforms portfolios, support delivery of key projects, and experience first-hand how EHGO aims to raise standards and improve firm experiences.

Role Responsibilities

• Lead the supervision of firms, managing complex issues to protect consumers and market integrity.
• Work quickly and collaboratively to tackle harm, assess compliance with relevant rules and requirements, and proactively seek ways to support firms navigate the regulatory landscape and promote growth.
• Engage constructively with firms through verbal and written communication to influence and support firms effectively.
• Build effective relationships with colleagues in different areas of the FCA, including Authorisations, Supervision and Enforcement to deliver joined-up, consistent, and proportionate regulatory outcomes.
• Build and maintain strong regulatory and technical knowledge of the consumer and wholesale investments markets.
• Play a key role in supporting the delivery of broader departmental and divisional projects.