Aria Partners
Control Room - Hedge Fund
London
Posted about 17 hours ago
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A global investment fund manager are looking for a control room officer to join their London based EMEA compliance team.
The role requires prior control room experience in a bank or investment manager.
Key responsibilities:
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- Provide oversight and advice on wall crossings, information barriers, restricted lists, conflicts, and outside business activities
- Management of breaches
- Ongoing advisory to front-office and support teams on information barrier and MAR
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Desirable skills:
- Minimum 4 years of control room experience
- Must have a financial services background
- Excellent communication skills
Able to commit to 5 days in the office.
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Skills
Control Room Management
Wall Crossings
Information Barriers
Restricted Lists
Conflicts Management
Outside Business Activities
Breach Management
MAR Compliance
Financial Services
Communication Skills
Location