Butler Rose- Compliance, Risk & Financial Crime
Director - Investment Firms Compliance
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Director - Investment Firms Compliance
Location: London
Work Model: Hybrid (3 days office)
Compensation: Director level salary + Benefits + bonus
A leading regulatory consultancy is seeking a Director to help drive the continued growth of its Investments Firms practice.
This is a senior leadership role combining regulatory expertise, commercial responsibility, and client relationship management. You'll work with investment managers, brokers, capital markets firms, and other MiFID and AIFMD regulated businesses, acting as a trusted adviser on complex regulatory matters while helping to shape the future direction of the business.
Key Responsibilities
- Lead and grow a portfolio of investment firm clients
- Advise on FCA regulatory matters including MiFID / AIFMD, IFPR, and SMCR
- Oversee regulatory advisory, compliance monitoring, and FCA authorisation projects
- Develop and strengthen senior client relationships
- Identify and win new business opportunities
- Contribute to thought leadership and market engagement
- Lead, mentor, and develop consultants within the team
- Take ownership of commercial performance, profitability, and growth initiatives
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About You
- Strong experience within investment firms regulation, compliance consulting, or professional services
- Deep understanding of the investment firms FCA regulatory environment
- Expertise across MiFID / AIFMD, IFPR, SMCR, conduct, and financial crime frameworks
- Proven ability to build senior stakeholder relationships
- Experience leading complex advisory engagements
- Commercially minded with a track record of growing accounts or generating business
- Strong leadership and people management experience
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What's on Offer
- Director level salary and bonuses
- Hybrid working model (3 days in the office)
- Private medical cover, life insurance, pension scheme
- Employee benefit trust participation
- Ability to work from abroad
- Significant opportunity to influence the growth of a highly regarded regulatory consultancy
- Collaborative, high-performing culture with genuine career progression opportunities
For a confidential discussion, please apply here.
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