Actus Search
Director of Compliance & Risk
Get notified of more jobs like this · No spam, ever
How your CV stacks up
Upload your CV to see how well it fits this job role
?%
Chief Risk Officer / Director of Compliance & Risk
Location: London - Hybrid
Sector: Wealth Management / Financial Advice
We are partnering with an established UK wealth and financial advice business to appoint a senior Compliance & Risk leader as part of its succession planning.
The role will take responsibility for the Compliance function and enterprise Risk Management Framework, working closely with the Managing Director, Executive Committee, and Board.
Key Responsibilities
- Lead and develop the Compliance team.
- Own and enhance the enterprise Risk Management Framework.
- Oversee regulatory risk, compliance monitoring, and governance.
- Maintain alignment with FCA requirements and Consumer Duty.
- Develop a strong, commercially minded, and client-focused compliance culture.
- Provide senior-level advice and challenge to the Executive Committee and Board.
Reasons to use Rodeo
Start with a chat, not a search bar
Grad scheme, placement, apprenticeship? Not sure what you want yet — that's fine. Your agent talks it through with you and turns "I have no idea" into a shortlist.
It searches the market for you
Every day your agent scans the market matching roles against what actually matters to you, not just keywords on a CV.
Only hits
No noise. No "maybe this fits." Just roles with a clear explanation of why they're right — and where to focus when applying.
About You
We are looking for an established compliance leader with:
- Senior Compliance experience within wealth management, financial advice, or an IFA network.
- Credible enterprise or operational risk management experience.
- Experience leading and developing Compliance teams.
- Strong knowledge of Consumer Duty, FCA regulation, and governance.
- Confidence engaging with senior executives, Boards, and regulators.
- A commercial, pragmatic, and client-focused approach.
Get help with your application
Your very own career expert that helps elevate your application to the next level.
This could particularly suit a Deputy Head of Compliance, Compliance Director, senior number two, or Head of Compliance looking to step into a broader leadership position.
“It took my CV and asked me questions relevant to understanding what kind of jobs to suggest for me. Suggestions were almost perfect. Jobs were exactly what I’ve been looking for.”
Jessica, London
Skills
Location