Bruin
EMEA Head of Control Room
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Senior Control Room Manager - Investment Banking
I'm currently working on a senior, London-based Compliance Control Room leadership mandate with a leading global financial institution.
The role will lead the EMEA Control Room function across both banking and securities, with responsibility for a team of four and significant exposure to senior stakeholders across the region.
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Key areas include:
- Conflicts of Interest
- Insider, Watch, Restrict & Wall Crossing Lists
- MAR & MiFID II
- Capital Markets Compliance
- Policy & framework development
- Front-office advisory and training
- Team leadership and strategic oversight
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I'm particularly keen to speak with senior Compliance professionals from an Investment Banking / Capital Markets background with strong Control Room, Conflicts or Advisory experience.
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