The Client

A well-established Wealth Management firm.

The Role

This is a fantastic opportunity to join a highly credible Wealth Management company working in their Bristol office. The Financial Advice Assessor will be Level 4 Qualified, undertake file reviews to ensure the Wealth Management firm is providing a high quality level of advice in line with internal policies and FCA requirements.

• The Financial Advice Assessor will work alongside a small team and engage with key stakeholders in the business and compliance in supporting the development of the Wealth Management firm's advice quality.
• The Financial Advice Assessor is to carry out suitability assessments on a range of products such as Pensions, Investments, and High Risk products.
• The Financial Advice Assessor will review and grade the quality on all product areas, providing clear feedback in a timely manner.
• The Financial Advice Assessor is expected to support Financial Planners whilst improving on their level of advice and building morale within the firm.
• The Financial Advice Assessor will communicate and escalate when necessary to Planners and raise training needs where appropriate to the T&C Team.
• The Financial Advice Assessor will avert foreseeable harm to clients in line with the requirements of Consumer Duty, whilst working alongside the Advice Quality team to ensure a consistent level of advice quality.
• The Financial Advice Assessor will ensure any reporting requirements are completed in a timely manner, as well as bringing ideas to the table to improve work projects and processes.