FincSelect
Head of Compliance & Financial Crime
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Head of Compliance & Financial Crime
3 days in office - London
£120,000 - £140,000
This is an unusual role to market, where the client will consider a deputy ready to step up into a Head of role...
Typically clients want the finished article, whereas this one is ready and willing to invest in your development
You will be leading risk, compliance, and financial crime for the UK entity and own the compliance monitoring plan, regulatory change, and FCA relationship.
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I am looking for someone who is used to holding your own in a room with a Board or a regulator and has helped design and implement policy and frameworks.
Experience Required
- Experience in compliance for regulated investment firm, broker, wealth manager or trading platform (or a strong deputy who’s ready to step up)
- Hands-on knowledge of SIPPs, ISAs and GIAs (cryptoasset experience is a real plus)
- Experience of a VoP or new authorisation
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Skills and Attributes
- Someone commercial who enjoys working closely with sales and onboarding, and is happy to roll their sleeves up in a small team
- Comfortable presenting to and being challenged by Boards, senior management and regulators
Requirements
- Current right to work in the UK
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