twentyAI
Interim Business Compliance Manager - Outside IR35 TWE46816
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twentyAI are supporting a global FinTech on a search for an Interim Business Compliance Manager to join their Compliance function on an initial 4-month basis.
This is a first-line role, where you'll work hand-in-hand with trading, product, and sales teams to build compliant products and processes from the ground up. It's not a purely advisory position as you'll be shaping how products are designed and brought to market.
Immediate start and Outside IR35.
Key Responsibilities
- Partner directly with business, product, and trading teams on the design, build, and launch of new products and features
- Interpret and apply relevant FCA rules and guidance (e.g., COBS, PRIN, SYSC, MAR) to day-to-day business activity and new product development
- Provide first-line compliance advice across a range of trading products, including CFDs, structured products, equities, and principal trading
- Review marketing materials, client communications, and product documentation for regulatory compliance
- Support the business in identifying, assessing, and mitigating compliance risk in new and existing product lines
- Build strong working relationships with second-line Compliance and Risk functions, escalating material issues appropriately
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What We're Looking For
- Experience in a compliance role within financial services, ideally in a first-line
- Solid working knowledge of FCA regulation, particularly as it applies to retail/professional trading businesses
- Trading generalist knowledge across CFDs, structured products, equities, and principal trading
- A pragmatic, business-minded approach: comfortable getting into the detail of how a product works and finding compliant ways to make things happen
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If you would be interested in a confidential conversation, or know someone who may be a good fit, please get in touch directly – isabella.pasqua@twentyai.com.
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