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IDEX Consulting Ltd

Interim Compliance Manager

London
Posted about 22 hours ago
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Interim Compliance Manager | London Market Insurance & Reinsurance | London

IDEX Consulting are exclusively recruiting for an Interim Compliance Manager with a specialist insurance business in the London market.

This is an immediate-start interim opportunity, initially for up to 6 months, supporting the business while they recruit and onboard a permanent compliance solution. There is potential for the assignment to be extended, but equally it may conclude once the permanent hire is established.

It’s a great opportunity for someone with London market insurance or reinsurance experience who can hit the ground running, take ownership of a broad compliance remit and provide continuity and leadership during a period of transition.

They’re looking for someone who is comfortable operating hands-on and taking responsibility for the day-to-day compliance agenda. Someone stepping up into their first management role could also be a strong fit.

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What the role covers:

  • Owning the compliance policies and procedures framework and annual Compliance Monitoring Plan
  • Managing FCA regulatory reporting end-to-end, including internal review and approval
  • Overseeing licensing documentation, permissions and renewals across operating entities
  • Managing broker TOBAs and annual broker checks
  • Managing the relationship with the outsourced compliance provider
  • Coordinating internal audits and external control testing
  • Providing governance and company secretarial support, including Board and committee coordination
  • Delivering compliance training, Board reporting and issue management
  • Supporting the insurance/reinsurance entity and European branch/operations
  • Providing continuity and hands-on compliance leadership while the permanent solution is recruited and onboarded

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What they’re looking for:

  • London market insurance or reinsurance experience
  • Compliance experience within an insurer, reinsurer or London market business
  • Strong, hands-on FCA regulatory reporting experience
  • Someone comfortable getting into the detail and managing the day-to-day compliance agenda
  • Able to operate independently and make an immediate impact in an interim environment
  • International / European entity or branch experience would be beneficial

Useful but not essential: SOX control testing, GDPR/privacy exposure and OneTrust (or similar).

The key detail: this is an immediate-start interim role, initially expected to run for around 6 months while the business recruits and embeds a permanent compliance solution. There is scope for an extension depending on requirements.

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Skills

Compliance Management
FCA Regulatory Reporting
Insurance Compliance
Reinsurance Compliance
Compliance Monitoring Plan
Broker TOBAs
Internal Audits
Company Secretarial Support
Governance
Issue Management
GDPR
OneTrust
SOX Control Testing
Licensing Documentation
Board Reporting
European Branch Operations

Location

London, England, United Kingdom

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