Broadgate
Interim Corporate Actions Analyst
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Corporate Actions Analyst – Wealth Platform Operations
The Opportunity
Join a busy operations team supporting the clients of a leading wealth management technology platform. Our client provides a broad range of Corporate Actions, Proxy Voting and Fund Conversion services through its own technology solutions, servicing a diverse book of wealth platform clients.
This is a hands-on role for someone who takes a proactive approach to client service and risk mitigation, with a genuine appetite for continuous process improvement. You'll process global corporate events across multiple clients, handling multi-currency transactions across both traditional assets and mutual funds.
Key Responsibilities
- Process global voluntary and mandatory corporate events across multiple clients in a timely manner
- Review, investigate and resolve exceptions
- Analyse event detail from custodian SWIFT messages and obtain second-source validation where required
- Monitor and resolve stock discrepancies between the firm and its custodians within defined timeframes, with awareness of CASS regulatory impacts
- Resolve cash reconciliation differences between internal ledgers and cash agent balances within defined timeframes, again with a clear understanding of CASS implications
- Escalate issues to your supervisor promptly
- QA daily workload to prioritise effectively, identify errors and provide workable resolutions
- Recommend process improvements, evaluating risk and control impact
- Liaise with operating and business units to flag processing issues and ensure cross-firm collaboration
- Proactively manage the client experience, adhering to SLAs and communicating professionally
- Participate in ad hoc projects as required
- Maintain and update internal systems and procedures to ensure data integrity and consistent communication across the team
- Stay abreast of the financial industry, market conditions, regulation and the firm's products and services
- Adhere to all relevant FCA requirements and compliance standards
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What You'll Bring
- Solid understanding of global corporate events and the wider securities industry
- Knowledge of the UK impact on book costs arising from CA processing, including apportionment based on first-day market values
- Good working knowledge of SWIFT message formats
- Proficiency across Microsoft Office (Word, Excel, Outlook and Access)
- Ideally degree educated (or equivalent) with financial services experience
- Experience in private banking, mutual funds or investment advisory is preferred, alongside industry knowledge of asset management and investment processing
- Strong project management, organisational and PC skills
- A process-oriented mindset with excellent attention to detail
- The ability to juggle multiple tasks and projects to tight deadlines
- A genuine team player who supports collective outcomes and collaboration
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