FincSelect
Interim Regulatory Compliance Manager
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Interim Regulatory Compliance Manager
£500 per day
Immediate start until December 2026
London – London - 3 days per week
We are looking for a hands-on Regulatory Compliance professional to provide short-term support while several senior roles are recruited across the Risk and Compliance team.
The business offers unregulated credit to SMEs, e-money accounts and savings products, together with associated payment and account features. This is a practical role providing day-to-day regulatory advice, guidance and incident support to first-line teams.
Key responsibilities
- Provide practical regulatory advice and guidance to first-line teams.
- Review and approve financial promotions, customer communications and product literature.
- Advise on new products, product features, pricing, processes and other business changes.
- Support the management, investigation, escalation and reporting of regulatory and operational incidents.
- Advise on Consumer Duty, including fair value, customer understanding, customer support and clear communications.
- Provide guidance on banking, savings, payments and e-money requirements.
- Apply good credit practices to the business’s unregulated SME lending products.
- Support complaints handling and ensure customers receive fair and consistent outcomes.
- Respond to day-to-day regulatory queries from Product, Operations, Marketing and Commercial teams.
- Help maintain compliance policies, procedures, controls and regulatory records.
- Provide practical support and guidance to the existing Compliance Officers.
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Essential experience
- Regulatory compliance experience within banking, SME lending, e-money, payments, savings products or fintech.
- Strong working knowledge of financial promotions, Consumer Duty, the Payment Services Regulations, Electronic Money Regulations and wider FCA Handbook requirements.
- Broad knowledge of good credit practices within an SME or business lending environment.
- Experience providing regulatory advice and incident support directly to first-line teams.
- Experience reviewing financial promotions, customer communications, new products and operational changes.
- Knowledge of complaints, APP fraud, data protection, operational resilience and third-party risk requirements.
- Comfortable working with Product, Operations, Marketing and Commercial stakeholders.
- Familiarity with modern fintech systems and workflows, ideally including Jira.
- Pragmatic and commercially aware, with the ability to explain regulatory requirements clearly.
- Able to hit the ground running, work independently and ask sensible questions when clarification is required.
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The role reports to the Senior Compliance Manager and works alongside four Compliance Officers. It would suit a strong mid-level Regulatory Compliance professional who enjoys getting into the detail and providing practical, proportionate advice within a fast-paced environment.
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