Ink Recruitment
*** Interim to Permanent - Deputy Head of Compliance ***
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Cutting edge Fin Tech Broker operating on B2B2C model are rapidly expanding and are keen to hire an experienced Deputy Head of Compliance.
Starting as an contract to permanent basis and reporting to the Head of Compliance duties will include:
- Acting as first point of contact for all regulatory enquiries and queries
- Deputising for the Head of Compliance in their absence
- Working with HOC around all new product approvals and committees
- Ensuring ongoing Compliance with MiFID II, MAD & MAR
- Execution of Monitoring Program
- Deputising for MLRO as required
- Regulatory Reporting
- Ad hoc Compliance projects
- Conducting Compliance Training
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We are keen to speak to experienced Compliance Managers from a Broking, Wealth, Platform or Market Making background looking to join a dynamic and expanding technology led Retail Broker. Knowledge of Compliance issues around white labelling trading products/technology/platforms and Custody Compliance regulations is required.
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*** Please note *** This job is an interim to permanent opportunity and candidates must be available to start work at short notice and open to this form of employment.
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