Morgan Stanley
Internal Audit - Investment Management (AVP equivalent)
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Internal Audit – Investment Management, Director (AVP equivalent)
Location: Glasgow Ref: JR033647
About the Role
We’re seeking a Director to join our Internal Audit Investment Management team in Glasgow. This role leads assurance coverage for the Morgan Stanley Investment Management (MSIM) business across multiple jurisdictions, each with distinct regulatory requirements.
Team & Purpose
The Internal Audit Division (IAD) drives focus on vulnerabilities by delivering an independent, informed, and objective view of key risks facing Morgan Stanley. Key responsibilities include:
- Independently assessing the effectiveness of risk management, governance, and control systems
- Providing strategic insights to foster continuous improvement
- Conducting a range of assurance activities across front, middle, and back offices
Since 1935, Morgan Stanley has been a global leader in financial services, serving clients and communities across 40+ countries through innovation and adaptation.
What You’ll Do
In this Director role within Business Audit, you will:
- Identify risks and prioritize key coverage areas to focus audit efforts
- Lead assurance activities (e.g., audits, continuous monitoring, and closure verification) to assess control environments
- Facilitate risk conversations with stakeholders, communicating risks, impacts, and management effectiveness in a clear, timely, and structured manner
- Manage multiple deliverables aligned with team priorities
- Provide training and feedback, both formal and on-the-job, to develop self and peers
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What You’ll Bring
Experience & Qualifications:
- At least 4 years’ relevant experience in internal audit or risk-related roles, typically at the AVP/Director level
- Deep understanding of investment management and key regulatory frameworks (e.g., FINRA, SEC, global standard-setters)
- Strong expertise in audit methodologies, including:
- Risk assessments
- Planning & testing
- Continuous monitoring
- Reporting processes
- Ability to pose meaningful, risk-based questions, synthesize diverse viewpoints, and adapt messaging accordingly
- Data analytics and AI proficiency—capability to:
- Interpret complex data sources
- Identify key insights
- Leverage data-driven testing approaches
- Commitment to an inclusive workplace culture
- Preferred: Relevant certifications (CIA, CPA, CFA, CAIA, or equivalent)
Additional Notes:
- Unfortunately, visa sponsorship is not available for this role.
- Must demonstrate Right to Work in the UK.
What You Can Expect from Morgan Stanley
At Morgan Stanley, we excel in capital allocation, transactional advisory, and investment management, embodying our global values:
✔ Client-first focus ✔ Ethical leadership ✔ Diversity, equity, and inclusion (DEI) as a priority ✔ Giving back to communities ✔ Cutting-edge financial strategies
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Our teams of 80,000+ employees operate across 1,200 offices worldwide, fostering collaboration, innovation, and a supportive work environment. Employees benefit from:
- Competitive compensation & flexible working arrangements
- Extensive career mobility for high-performing professionals
- World-class employee benefits, including family support programs
For details on global offices, visit Morgan Stanley Global Offices.
Certified Persons & Flexibility
- Some roles may require mandatory regulatory qualifications to meet internal benchmarks.
- Morgan Stanley supports flexible working arrangements, allowing employees greater freedom.
Our Commitment to Diversity & Inclusion
Morgan Stanley is an equal-opportunity employer promoting a workforce reflective of our global communities. Every hire is based on merit and skill, contributing to an environment rich in diverse perspectives.
To explore opportunities or read more, visit our People & Opportunities Page.
Driving Change Through Capital
Morgan Stanley’s mission is to allocate capital responsibly, empowering people, governments, and institutions to build sustainable futures. Guided by our exceptional standards, we seek transformative thinking and leadership across every business line.
#GLAUD – Apply today to shape financial services for good.
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