Internal Control Analyst

The Internal Control Department’s mission is to sustain a robust control environment through disciplined evaluation, enhancement, and insight. We play an integral role in facilitating the Company’s compliance with operational, and regulatory requirements.

Reporting into the FCE Internal Control Manager, the Internal Control Analyst will support the full spectrum of our Non-SOX internal control work plan, from the design and implementation of controls, identification of results, to delivery of value-add recommendations. This individual will work closely with department leadership, collaborate with Internal Audit, and provide tactful and meaningful delivery of results to various levels of Company leadership.

As an Internal Control Testing Analyst, you will contribute directly to Internal Control’s vision: to be recognized as a value-add and trusted advisor, and partner to the business.

RESPONSIBILITIES

• Risk Management: Support FCE’s partnering with Operational Risk Team in enhancing the Risk & Control Self-Assessment (RCSA) process
• Controls Monitoring: Support the design, implementation, and maintenance of effective internal controls across operational, and regulatory landscapes. Identify and evaluate control deficiencies through controls testing and improvement opportunities.
• Non-SOX Controls Testing Execution: Support the development of the annual testing plan for FCE and execute internal control testing procedures to evaluate, conclude upon, and enhance FCE’s control environment and internal control over financial reporting
• Sampling & Methodology: Applying appropriate corporate sampling methodologies and documenting rationale
• Document and Evidence Management: Maintaining organized evidence trails for every control tested and update into GRC/Archer
• Process Improvement: Identifying opportunities to automate control testing
• Stakeholder Management: Collaborate with individuals across various departments and functions through regular Control Testing status meetings with Operations to explain progress, issues found, and process recommendations
• Compliance: Support full compliance with all relevant UK banking regulations related to internal control, ensuring the accuracy and completeness of internal controls over financial reporting