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UK Regulators' Network

Lawyer- Retail Investment Services

Leeds
Posted about 21 hours ago
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Financial Conduct Authority

Regulating financial services firms and financial markets in the UK, https://www.fca.org.uk/careers

Requirements of the role

The Investments Team (part Of The Investments, Insurance & Redress Department In The Legal Division) Advises On All Aspects Of The Conduct Regulation Of Retail Investment Services. Particular Projects/areas Of Focus Include

  • The Consumer Duty as it relates to retail investment services as well as cross-cutting issues
  • The Advice Guidance Boundary Review
  • Financial promotions related to retail investment services as well as cross-cutting issues
  • The activities of appointed representatives related to retail investment services as well as cross-cutting issues
  • Self-invested personal pensions and funeral plans

Reasons to use Rodeo

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Graduate Consultant — 2026 Scheme

PwC·London, UK
£35,000/yr

Why you're a good match

Strong

Your economics background and your summer at a regional bank line up with what PwC looks for on the consulting scheme. Applications close in four weeks.

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Why you're a good match

You’ve got the grades and the economics background, and your bank internship is exactly the experience this scheme looks for. Apply soon — deadlines close within the month.

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Strong

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Your summer at the bank plus your econometrics coursework map directly to the day-one responsibilities on this scheme — client modelling, market briefings, and deal support.

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Role Responsibilities

  • Advise on the application and effect of regulatory requirements and powers to ensure firms comply with all applicable rules, legislation and law
  • Devise and implement creative and pragmatic solutions
  • Be fully involved in the FCA’s supervisory and policy work, including the development of policy and drafting rules and guidance in the FCA Handbook
  • Have a high level of ownership and responsibility for your actions
  • Supervise less experienced members of the team

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Location

London, Edinburgh, Leeds

Contract type

Full time, Permanent

Profession

Finance, Insurance, Investment, Legal, Policy, Regulation, Supervision

Working pattern

Flexible working, Hybrid

Closing Date

05/10/2026

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Location

Leeds, England, United Kingdom

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