FincSelect
Regulatory Compliance Director - Consultancy
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Regulatory Conduct Director | London
Salary: circa £170,000 doe
I’m working with a specialist financial services advisory business looking to hire a Regulatory Conduct Director to help lead and grow its Conduct Risk offering.
This is a senior, commercially focused role for someone who combines deep regulatory expertise with the ability to win work, build senior client relationships and lead complex engagements.
You’ll be advising Boards, SMFs and executive teams on some of the most significant conduct and regulatory challenges facing financial services firms, including:
- Conduct Risk & Consumer Duty
- Skilled Person Reviews (s166)
- Regulatory remediation & transformation
- Governance, culture & customer outcomes
- Regulatory investigations and engagement
- Product governance
- Large-scale regulatory change programmes
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Alongside delivery, there’s a significant growth element to the role. This would particularly suit someone who wants the opportunity to shape and grow a practice rather than simply inherit an established proposition. You’ll be expected to develop client relationships, identify opportunities, lead proposals and pitches, and play a key role in building out the wider regulatory advisory practice.
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We’re looking for someone with:
- Significant Conduct Risk / Regulatory Advisory experience
- Strong knowledge of FCA and PRA expectations
- Experience leading s166 reviews and complex remediation programmes
- Credibility advising Boards, SMFs and senior executives
- A proven track record of business development and winning work
- Experience gained within consulting, professional services, a regulator or financial services environment
- Strong leadership skills and experience developing high-performing teams
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