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KMA Legal Recruitment

Risk & Compliance Lawyer

Guildford
Posted about 23 hours ago
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Firm profile

A highly regarded top tier South East law firm are seeking a Risk and Compliance Lawyer to join them.

Role detail

You will join the firm’s growing Risk and Compliance team working directly with the Head of Risk & Compliance.

You will play a critical role in handling day-to-day Risk and Compliance issues and contributing to the ongoing development of Risk & Compliance awareness, policies and procedures throughout the firm.

Responsibilities include:

  • Providing advice and guidance to lawyers in the firm on a wide range of legal and regulatory risk and compliance issues
  • Assisting the Director of Risk and Compliance in advising on Professional Indemnity and other insurance queries
  • Assisting the Director of Risk and Compliance on investigating complaints
  • Offering expert advice on the SRA handbook and other professional conduct queries
  • Drafting and advising on the Firm’s risk and compliance policies and procedures
  • Supporting and managing the Firm’s annual audit process and the Firm’s external accreditation
  • Overseeing the management of the Firm’s risk exposure including relationships with clients and third parties
  • Supporting the Data Protection Partner in handling enquiries
  • Working with HR on the management of SRA records
  • Other duties as required

Reasons to use Rodeo

I’m in my final year doing Economics and I don’t know whether to apply for grad schemes now or do a masters first. What do you think?

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Also worth knowing: most autumn 2026 applications are open now. Timing matters more than you think.

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Graduate Consultant — 2026 Scheme

PwC·London, UK
£35,000/yr

Why you're a good match

Strong

Your economics background and your summer at a regional bank line up with what PwC looks for on the consulting scheme. Applications close in four weeks.

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Why you're a good match

You’ve got the grades and the economics background, and your bank internship is exactly the experience this scheme looks for. Apply soon — deadlines close within the month.

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Strong

Experience fit

Your summer at the bank plus your econometrics coursework map directly to the day-one responsibilities on this scheme — client modelling, market briefings, and deal support.

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Strong

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Candidate

You may be an experienced Risk and Compliance lawyer looking for a new challenge, or an experienced Solicitor looking for a career change away from fee-earning.

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Ideally you will have prior experience in Risk & Compliance or significant exposure to risk issues in a fee-earning capacity.

Why apply?

This is an excellent opportunity for a candidate looking to step into a broad risk and compliance role covering a wide remit of work in a top City practice where you will have the opportunity to shape the future of the firm.

The firm’s culture is widely-recognised as one of the best in City law, built on trust, collaboration, and mutual respect. You will be part of a firm which supports work/life balance, personal development, and building strong connections.

For more information please contact Kate Albon at KMA Legal on kate.albon@kmalegal.co.uk

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Skills

Risk Management
Compliance
SRA Handbook
Professional Conduct
Legal Advice
Policy Drafting
Audit Management
Data Protection
Professional Indemnity Insurance
Regulatory Compliance

Location

Guildford, England, United Kingdom

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