Saxton Leigh
Risk & Controls Manager
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THE COMPANY:
Our client is a boutique investment advisory firm, supporting a large number of start-ups on their regulatory journey. They are looking for a Risk & Controls Manager to join a growing and ambitious organisation, reporting directly to the Head of Compliance and the Management Committee.
THE RESPONSIBILITIES:
- Own and continuously enhance the organisation's Risk and Control Framework, including risk registers, control libraries and risk self-assessments.
- Manage and improve the Governance, Risk and Compliance (GRC) platform, ensuring data integrity, effective workflows and user engagement.
- Design and strengthen controls that effectively mitigate risk and support business objectives.
- Monitor key risk indicators, control effectiveness and emerging risks, escalating concerns where appropriate.
- Produce insightful risk reporting and dashboards for senior management, committees and Board-level stakeholders.
- Support regulatory compliance activities and assess the impact of emerging regulatory developments.
- Act as a key liaison between management, audit, compliance and external stakeholders.
- Analyse risk and operational data to identify trends, control weaknesses and improvement opportunities.
- Drive remediation activities through to completion, ensuring accountability and timely resolution of issues.
- Deliver training and guidance to stakeholders to increase adoption and understanding of risk management practices.
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EXPERIENCE REQUIRED:
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Your very own career expert that helps elevate your application to the next level.
- Experience within risk, controls, operational risk, governance or a related discipline within a hosting, regulatory consulting or financial services background.
- Experience designing and implementing internal controls
- Previous experience administering a GRC platform and supporting risk management frameworks.
- Understanding of risk and control methodologies such as COSO, Three Lines Model or similar.
- Strong analytical and problem-solving capabilities with the ability to interpret complex information.
- Experience improving processes, controls and reporting environments.
For further information please contact Caitlynn Fourie
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