Eames Consulting
Senior Compliance Advisory Officer
London
£50k – £60k/yr
Posted 1 day ago
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Eames Consulting - Senior Compliance Advisory Officer
Eames Consulting are currently supporting an established Wealth Manager looking to appoint a Senior Compliance Advisory Officer into their London office.
Responsibilities
- Deliver regulatory advice to the business and act as a key subject matter expert on compliance policy.
- Maintain and oversee the firm’s compliance policy framework.
- Lead regulatory horizon scanning activities and identify forthcoming regulatory developments.
- Provide regular regulatory updates and impact assessments to the Director of Regulation.
- Build strong relationships with internal and external stakeholders to support and promote a strong compliance culture.
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Requirements
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- Holds the CISI Level 3 Investment Operations Certificate (IOC) or equivalent.
- Holds, or is prepared to undertake, the CISI Level 6 Compliance Diploma (or equivalent compliance qualification) within two years of joining.
- Minimum of three years’ compliance experience gained within investment management, stockbroking, or broader financial services environments.
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