Broster Buchanan
Senior Compliance Analyst
Get notified of more jobs like this · No spam, ever
How your CV stacks up
Upload your CV to see how well it fits this job role
?%
Role Overview
This opportunity would suit someone currently working within a second or third line compliance, risk, assurance, internal audit or regulatory function who enjoys interpreting FCA regulations and providing practical guidance to stakeholders across the business.
You'll play a key role in helping the organisation understand and implement regulatory requirements, monitor compliance risks, and support a strong governance and control environment.
Key Responsibilities
- Interpret FCA regulations and assess their impact on the business.
- Provide practical regulatory guidance and advice to key stakeholders.
- Support compliance monitoring, assurance and risk assessment activities.
- Assist with policy reviews, regulatory reporting and governance processes.
- Monitor regulatory developments and emerging compliance risks.
- Support business change initiatives from a regulatory and compliance perspective.
- Help promote a strong culture of compliance and good conduct across the organisation.
Reasons to use Rodeo
Start with a chat, not a search bar
Grad scheme, placement, apprenticeship? Not sure what you want yet — that's fine. Your agent talks it through with you and turns "I have no idea" into a shortlist.
It searches the market for you
Every day your agent scans the market matching roles against what actually matters to you, not just keywords on a CV.
Only hits
No noise. No "maybe this fits." Just roles with a clear explanation of why they're right — and where to focus when applying.
About You
- Experience within a Compliance, Risk, Assurance, Internal Audit or Regulatory function in financial services.
- Knowledge of FCA regulations and the UK regulatory landscape.
- Exposure to second or third line risk and compliance environments.
- Ability to interpret regulation and communicate requirements clearly to non-technical stakeholders.
- Strong analytical and problem-solving skills.
- Experience within wealth management, investments, banking, insurance or another regulated financial services environment would be advantageous.
Get help with your application
Your very own career expert that helps elevate your application to the next level.
Why Apply?
- Join a highly reputable financial services organisation.
- Broad exposure across risk, compliance and regulatory activity.
- Hybrid working model with 2 days per week in Leeds.
- Excellent opportunity to further develop a career in regulatory compliance and risk.
If you're looking to utilise your regulatory knowledge in a collaborative and forward-thinking environment, we'd welcome a confidential conversation.
“It took my CV and asked me questions relevant to understanding what kind of jobs to suggest for me. Suggestions were almost perfect. Jobs were exactly what I’ve been looking for.”
Jessica, London
Location