Butler Rose- Compliance, Risk & Financial Crime
Senior Compliance Consultants (Wealth & Investments)
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Senior Compliance Consultants (Wealth, Pensions, & Investments)
Location: Remote
Contract: up to 3 months
Compensation: Very decent day rates - inside IR35
We’re supporting a client with multiple hires for contract roles for senior compliance professionals to support regulatory due diligence projects within the wealth, investments, and pensions space. These roles would start at short notice and are fully remote.
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About the Role
This is document-led, analytical work requiring strong regulatory judgement and the ability to risk assess existing frameworks, policies, processes, controls, and governance at pace.
The Work Will Involve:
- Reviewing existing compliance documentation (SMCR, governance, risk registers, policies, MI, sales & advice processes etc)
- Identifying gaps, risks, and areas requiring remediation or escalation
- Providing clear, pragmatic written and verbal feedback
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Requirements
We’re keen to speak to contractors with:
- Senior compliance experience / previous SMF16 experience (desirable not essential) from wealth management, IFAs, investment platforms, or SIPP / pensions
If you’re a senior compliance contractor that meets these requirements and can start soon, then don’t delay and apply here.
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