Compliance Professionals
Senior Compliance Manager, Kent
How your CV stacks up
Upload your CV to see how well it fits this job role
?%
The Role:
Supervising a small team you’ll provide practical regulatory advice across the business, oversee key conduct, financial promotions and operational risk matters, and help ensure the bank meets its ongoing PRA and FCA obligations.
The Responsibilities:
- Act as a key contact point for regulators and law enforcement, coordinating responses and supporting regulatory reporting and action tracking
- Monitor regulatory change, assess impact and drive timely implementation
- Deliver practical compliance advice on policies, procedures, process changes and conduct risk (including Consumer Duty and TCF)
- Lead elements of a risk-based compliance monitoring programme and track remedial actions that support fair customer outcomes
- Oversee the financial promotions process (including review and sign-off where delegated) and product risk reviews
- Prepare clear, proportionate Compliance MI and report key risks, breaches and control weaknesses to senior management and governance forums
- Oversee complaints monitoring, theme analysis and escalation of material conduct issues
- Support ongoing compliance with the Senior Managers & Certification Regime and Conduct Rules
- Ensure effective mandatory regulatory training arrangements are in place across the bank
Reasons to use Rodeo
Start with a chat, not a search bar
Grad scheme, placement, apprenticeship? Not sure what you want yet — that's fine. Your agent talks it through with you and turns "I have no idea" into a shortlist.
It searches the market for you
Every day your agent scans the market matching roles against what actually matters to you, not just keywords on a CV.
Only hits
No noise. No "maybe this fits." Just roles with a clear explanation of why they're right — and where to focus when applying.
Get help with your application
Your very own career expert that helps elevate your application to the next level.
The Requirements:
- Significant compliance experience in a retail financial services environment, including managing activities, prioritising workloads and supporting or leading colleagues
- Proven experience implementing compliance monitoring programmes
- Excellent working knowledge of PRA/FCA rules and guidance, with experience of regulatory liaison or supporting engagement
- Strong understanding of the key risks and controls in the main operational areas of a small bank
- Previous experience reviewing or approving financial promotions in a regulated environment
- Experience supporting an MLRO or financial crime oversight
“It took my CV and asked me questions relevant to understanding what kind of jobs to suggest for me. Suggestions were almost perfect. Jobs were exactly what I’ve been looking for.”
Jessica, London
Skills
Location