StoneX Group Inc.
Senior Internal Auditor
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Overview
StoneX is a publicly traded company on NASDAQ. StoneX, including its subsidiaries worldwide, provides clients across the globe with a comprehensive array of customized financial services and tools to help them protect their margins and manage volatility. As a pioneer in specialized financial services, StoneX opens markets for clients underserved by other financial institutions through insight, guidance, and transparency.
StoneX entities in the EMEA region provide a range of services, including online processing of payment transactions in foreign currency, brokerage of financial instruments, commodities trading, foreign exchange products, precious metals, and evolving digital asset and crypto-related products and services.
Responsibilities
- Conduct financial, operational, compliance/AML and internal control audits in support of the UK MEA Internal Audit plan and compliance with the Sarbanes-Oxley (SOx) requirements.
- Participate in audits covering traditional financial services activities as well as emerging digital asset- and crypto-related business lines, including governance, outsourcing, and technology-related risks.
- Plan, execute, and complete audit assignments, including preparation of audit work papers, documentation of findings, and drafting of audit reports.
- Ensure that audit findings and recommendations are proportionate, practical, risk-focused, and aligned with the nature and complexity of the business.
- Comply with internal audit methodology, professional standards, internal procedures, and regulatory expectations applicable to regulated financial services entities.
- Follow up on audit actions and provide robust assessment of how effectively identified issues have been remediated.
- Proactively build and maintain strong working relationships with stakeholders, second-line functions, and key business contacts across multiple locations and business lines.
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This list of responsibilities is not exhaustive and may be expanded to include other duties or responsibilities that management deems necessary.
Qualifications
Knowledge, Skills and Experience
- A recognized degree in Accounting / Business / Audit / Finance or related fields
- 2-3 years’ relevant external and/or internal audit and assurance experience within a multinational financial services firm, regulated financial institution, fintech, digital-assets environment or a recognized accounting firm
- Understanding of regulatory requirements applicable to investment firms, payment institutions, and financial services entities in the UK; familiarity with UK regulatory frameworks (e.g., FCA) is preferred
- Knowledge of governance, AML/CTF, compliance, outsourcing, SOX and internal control frameworks
- Experience in independent planning and executing audit assignments, including testing, stakeholder interaction, documentation of findings and audit report drafting
- Experience working in cross-border and multicultural environments with the ability to communicate effectively with stakeholders across different jurisdictions and levels of seniority
- Strong analytical and problem-solving skills with the ability to identify practical, risk-based solutions
- Ability to work collaboratively in an international team environment and reliably complete tasks within given deadlines
- High level of integrity, professional skepticism, attention to detail, and commitment to quality
- Willingness to continuously learn and develop technical, regulatory, and business knowledge in a rapidly evolving financial-services environment
- Solid computer skills; experience with audit-management tools, data analytics, technology-enabled auditing techniques, and the practical use of AI-assisted tools to support audit research, documentation, and analysis are considered an advantage
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Qualifications
- Bachelor’s degree in accounting or related field.
- Relevant certification preferred or actively pursuing a professional designation (ACA, ACCA, CA, CPA, CIA, CISA or related qualification).
Working environment:
In-office (4 days a week)
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