Senior IT Controls Manager

About the Role

The Audit & Risk Recruitment company are working with a leading Technology business to help them source for a brand new IT Controls Leadership position. They are seeking an Internal Controls IT Senior Manager to help lead, coordinate and oversee the global IT internal control programme.

Responsibilities

• Support the VP of Risk and Controls and the business, in finalising the design of IT general controls over critical systems to meet SOX requirements
• Help set up an BAU SOX programme (support in IT scoping decisions, IT system walkthrough management, IT testing plans, coordination of testing)
• Identify and deliver training needs to global stakeholders
• Ensure a consistent approach is applied in the development of the control requirements across systems managed by IT and those managed by the business
• Establish a programme that efficiently responds to both SOX requirements and continuing control requirements of our parent
• Work with colleagues from international locations to ensure the global and consistent approach is applied throughout the organisation
• Provide control owners with guidance to ensure effective monitoring processes are developed for controls in scope
• Ensure compliance with the Internal Control Framework, and work with the Global Process Owners and Finance Operations team to enhance controls where necessary
• Identify opportunities for improvement
• Collaborates with IT Finance Systems to update IT General Control RACM to respond to any process changes or automation. Role can act in an advisory capacity to ensure that any changes are managed in a way that continue to be SOC compliant.
• Ensure evidence supporting critical controls has been retained and uploaded to the appropriate system
• Lead periodic and annual controls testing
• Report on control issues, including preparation of Audit Committee materials, and assess risk associated with the non-conformance
• Lead the effort to work closely with the control owners and control operators to address remediation actions of control deficiencies
• Manage our co-source partner to coordinate the effective delivery of an integrated controls plan
• Manage the relationship with Internal Audit including working on an integrated audit plan meeting requirements of the 2nd LoD and 3rd LoD teams
• Manage the External Audit team to ensure their regulatory requirements are met
• Build relationships with system owners to ensure collaboration and audit process of IT General Controls is well managed.
• Promote best practise and help identify automated techniques both for operating and testing controls
• Collaborate with other GRC functions and IT management to ensure standardisation of ITGCs with other IT Controls operated across the business and with other regulatory frameworks