Deloitte
Senior Manager, Compliance Transformation, Wholesale Conduct, Strategy Risk Transaction Advisory
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Our Compliance transformation team helps leading investment banks, brokers, investment managers, and wealth managers respond to a fast-moving regulatory, technology, and data agenda. We work with Compliance leaders to shape and deliver practical change: redesigning operating models, improving processes, and strengthening data and technology foundations including implementing AI-enabled solutions that support better risk management and regulatory outcomes.
As a Senior Manager, you’ll be part of a growing team focused on the future of Compliance. You’ll combine knowledge of financial services regulation, Compliance operating models, data, technology, and change delivery to help clients make confident decisions and turn priorities into sustainable transformation underpinned by a growing role of technology enablement.
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Deloitte drives progress. Using our vast range of expertise, we help our clients become leaders wherever they choose to compete. To do this, we invest in outstanding people. We build teams of future thinkers, with diverse talents and backgrounds, and empower them all to reach for and achieve more.
What brings us all together at Deloitte? It’s how we approach the thousands of decisions we make every day. How we behave, our beliefs, and our attitudes. In other words: our values. Whatever we do, wherever we are in the world, we lead the way, serve with integrity, take care of each other, foster inclusion, and collaborate for measurable impact. These five shared values lead every decision we make and action we take, guiding us to deliver impact how and where it matters most.
Connect to your opportunity
This is an opportunity to work with senior Compliance and Technology stakeholders on some of their most important transformation priorities. You’ll help clients assess how their Compliance functions are organised today, define what needs to change, and design practical solutions across people, process, data, technology, and AI.
You’ll lead teams to understand client challenges, translate regulatory and business objectives into clear delivery plans, and work with Technology colleagues to define requirements that can be built, tested, and embedded. You’ll also help clients explore, govern, and implement AI use cases of increasing sophistication in Compliance, ensuring solutions are well controlled, explainable, and aligned to business needs.
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In this role, you can expect to:
- Work with Compliance leaders across investment banks, brokers, investment managers, and wealth managers to define and deliver transformation priorities.
- Support clients to redesign Compliance operating models, processes, controls, and ways of working so change is practical, proportionate, and sustainable.
- Assess Compliance data and technology architectures, identify improvement opportunities, and translate business, regulatory, and control requirements into clear technology and delivery requirements.
- Support clients in identifying, evaluating, and implementing technology-enabled Compliance solutions, including AI, automation, analytics, and workflow capabilities, ensuring they are explainable, controlled, and aligned with regulatory expectations.
- Lead multidisciplinary teams, working closely with Technology colleagues to turn strategic priorities into deliverable plans and measurable outcomes.
Connect to your skills and professional experience
You know how to turn complexity into action. You build trusted relationships with senior Compliance, Risk, Operations, and Technology stakeholders to understand strategic priorities, shape practical solutions, and communicate change in a way that is clear, credible, and outcome-focused.
You bring people with you. You are comfortable leading teams, facilitating decision-making, and building alignment across diverse stakeholder groups, while maintaining focus on delivery and measurable business outcomes.
Essentials:
- Experience working with financial services organisations such as investment banks, brokers, investment managers, or wealth managers on Compliance transformation, regulatory change, or control enhancement programmes.
- Strong understanding of Compliance operating models, governance, processes, controls, MI, and the role of data and technology in enabling effective Compliance functions.
- Ability to assess Compliance data and technology architectures, identify gaps or dependencies, and explain implications for business and delivery stakeholders.
- Experience translating business, regulatory, and control requirements into clear functional requirements, user stories, acceptance criteria, and delivery artefacts for Technology teams.
- Experience supporting the design, governance, or implementation of AI, automation, analytics, or workflow solutions in a controlled business environment.
- Strong programme and delivery management skills, including planning, risk and dependency management, stakeholder engagement, and driving execution from design through implementation.
- Ability to communicate clearly between technical compliance advisors and technology teams.
- Ability to work effectively in a team environment, with a diverse set of skills.
- Ability to understand client priorities and challenges and design appropriate solutions for them.
- Ability to communicate effectively with senior client stakeholders
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Desirables:
- Experience with Compliance technology platforms, surveillance and monitoring, regulatory reporting systems, data management tools, or workflow platforms.
- Experience in consulting, change delivery, or programme leadership roles, with a track record of delivering complex business and technology change.
- Specifically, be aware of the leading AI tools and services and have sufficient technical ability to create proof of concepts relating to Compliance processes.
- Knowledge of emerging regulatory expectations relating to AI governance, model risk, or digital transformation within financial services
Connect to your business - Strategy, Risk & Transactions Advisory
In an ever-evolving world, there are no certainties in business. Our teams help clients to navigate risks, process major transactions, and deliver transformational change that will future-proof their business. Join us to make a positive difference.
For a full job description, please visit our online Deloitte Careers portal.
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