Rathbones
Senior Regulatory Reporting Analyst
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Role Title: Senior Regulatory Reporting Analyst
Division: Finance
Location: Liverpool
Contract: Permanent
Working pattern: Hybrid
About the Role
To support the delivery and ongoing development of the Group's prudential reporting and regulatory governance framework, ensuring regulatory submissions, prudential documentation and associated governance activities are completed accurately, efficiently and in accordance with regulatory expectations.
To provide regulatory reporting expertise and coordination across the Group, supporting regulatory change, governance oversight and compliance with prudential regulatory requirements.
What you’ll be responsible for
Group Regulatory Reporting Governance
- Support the maintenance of the Group Regulatory Reporting Governance Framework and associated policies, monitor compliance with reporting requirements, prepare management information for governance committees and assist with regulatory reporting submissions and regulator enquiries.
Prudential Documents Coordination
- Support the annual production of prudential documents and subsidiary requirements, coordinating stakeholder input, tracking delivery milestones and facilitating review and governance processes.
Prudential Document Production
- Support the preparation and maintenance of sections of key prudential documents, including the Pillar 3 Disclosures and Resolution Pack, ensuring content is accurate, complete and aligned to regulatory requirements and internal standards.
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Regulatory Reporting Administration and Entity Maintenance
- Maintain regulatory reference data, including close links, legal entity structures, organograms, controller information and LEI records, ensuring information remains accurate and up to date for regulatory reporting purposes.
FSCS (Financial Services Compensation Scheme) Oversight
- Support the delivery of the Group's FSCS obligations, including management information, questionnaires, SCV processes, ensuring compliance with regulatory deadlines and requirements.
Regulatory Applications and Notifications
- Prepare and coordinate regulatory applications, notifications, permissions, waivers and shareholding submissions, engaging with stakeholders to gather information and ensuring submissions are completed accurately and on time.
Regulatory Governance and Issue Management
- Monitor regulatory governance issues, audit findings and remediation actions through CAMMS, maintain action tracking and reporting, and support stakeholders in delivering timely resolution of identified issues.
Regulatory Horizon Scanning
- Support the assessment of regulatory developments and emerging requirements, working with Compliance and business stakeholders to identify impacts on prudential reporting, governance and disclosure obligations.
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Regulatory Change Implementation
- Support the delivery of regulatory change initiatives by assessing requirements, updating procedures and documentation, coordinating stakeholder activities and helping to embed regulatory changes within reporting processes and controls.
About you
- Able to organise and prioritise own workload effectively, working to a high degree of autonomy.
- Demonstrate good teamwork, supporting colleagues to achieve team goals.
- Ability to build effective working relationships across Finance, Risk, Compliance, Treasury and other business functions.
- Able to communicate information, ideas or issues effectively and clearly
- An eye for detail, able to identify, investigate and clearly explain variance.
- High level of accuracy and concentration with the ability to grasp new tasks quickly.
- Comfortable working across the MS Office suite of applications.
- Able to source simple datasets and translate them into user-friendly outputs to support analysis and reporting.
- Able to translate data into insightful analysis that supports understanding and decision making.
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