Investigo
SOX Manager
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SOX Manager - Financial Services
London, Hybrid
The company
A global, listed financial services organisation is hiring a SOX Manager to join its growing controls and governance function. Operating within a complex, regulated environment, the business continues to invest in its control framework as it supports ongoing growth and strategic change. This is an exciting role to join a high-growth, ambitious business and be able to make real impact instantly.
Role & responsibilities
You will play a key role in delivering the SOX programme across the organisation, partnering with stakeholders across Finance, Risk, Treasury, Operations and Front Office teams.
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Key responsibilities include:
- Managing SOX risk assessments, control testing and compliance activities
- Reviewing control frameworks, RCMs and process documentation
- Assessing control deficiencies and supporting remediation plans
- Liaising with external auditors and senior stakeholders
- Supporting annual SOX scoping and testing programmes
- Driving control enhancements, automation and process improvements
- Managing and developing junior team members
What's required
- ACA, ACCA, CIMA, CPA or equivalent
- Strong SOX, Internal Controls or Audit experience
- Financial Services experience is essential
- Background within banking, capital markets, brokerage, asset management or a regulated financial institution
- Strong stakeholder management and communication skills
- Big 4 experience advantageous
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What is on offer
- High profile role within a growing financial services business
- The chance to help shape and develop an evolving SOX function
- Real opportunity to influence processes, controls and the wider governance framework
- Exposure to strategic projects, business transformation and acquisitions
- Leadership responsibility with scope to develop and mentor team members
- Hybrid working
- Competitive salary, bonus and benefits
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