MERJE
T&C Supervisor
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Training & Competence Supervisor – Wealth & IFA
Locations: Manchester | Birmingham / Midlands | Leeds / Yorkshire | Reading | Worcester | Swindon
Working pattern: Field-based, with travel typically around 3–4 times per month
Salary: Up to £60,000 + 10% bonus + £4,236 car allowance
We are currently recruiting for a number of Training & Competence Supervisor positions with a leading UK financial advice network.
These are wealth and IFA-focused roles, supporting and supervising advisers and partner firms across a range of T&C and regulatory requirements.
The Role
You will be responsible for providing effective supervision, guidance and challenge to advisers, helping to maintain high standards of advice and good customer outcomes.
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Key Responsibilities
- Conducting risk-based adviser supervision and reviews
- Providing technical guidance and support to advisers and firms
- Identifying and addressing areas of risk, development and improvement
- Supporting T&C requirements and adviser competence
- Reviewing suitability and other regulatory requirements
- Building strong relationships with advisers and key stakeholders
- Ensuring appropriate actions and remediation are completed
What We’re Looking For
- Level 4 Diploma in Financial Planning or equivalent
- Previous experience in T&C, adviser supervision or a similar oversight role
- Strong understanding of FCA regulation and the wealth / financial planning environment
- Experience conducting risk-based reviews and providing technical guidance
- Excellent communication and stakeholder management skills
- Mortgage Advice Qualification (MAQ) or willingness to work towards this
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These are great opportunities for experienced T&C professionals looking for a role offering autonomy, variety and regular contact with advisers, while still providing the flexibility of working predominantly from home.
To apply or find out more, please get in touch.
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