Capio Recruitment
T&C Supervisor
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T&C Supervisor
Location: UK Wide - field based
Salary: Up to £60,000
Benefits:
- Annual bonus (10% target)
- £4,000 car allowance
- Matched pension contribution up to 10%
- Critical illness cover
- Income protection
- Death in service (4x salary)
- 27 days annual leave plus bank holidays
- Option to buy up to 10 additional days' holiday
- Flexible benefits including private medical and dental insurance
About the Company
Our client is a well-established and highly respected financial services organisation supporting a national network of financial advisers and partner firms. With a strong focus on quality, regulatory excellence and customer outcomes, they are continuing to invest in their people, processes and oversight capability while fostering a collaborative and inclusive working environment.
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Role Summary
An exciting opportunity has arisen for an experienced T&C Supervisor to join a specialist supervision team responsible for delivering quality and risk oversight across adviser networks. You'll work closely with advisers, practice supervisors and key internal stakeholders, ensuring regulatory standards are met while promoting positive customer outcomes and continuous improvement.
Key Responsibilities
- Deliver Training & Competence supervision in line with the organisation's supervision framework, ensuring effective oversight of advisers and partner firms.
- Apply a risk-based approach to supervision, using MI and data to identify trends, root causes and appropriate remedial actions.
- Build strong relationships with Practice Supervisors and internal stakeholders to promote positive customer outcomes and regulatory compliance.
- Plan and manage supervision activities proactively, balancing commercial awareness with regulatory requirements.
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Requirements
- Level 4 Diploma qualification (essential).
- Experience supervising financial advisers within a regulated financial services environment.
- Strong understanding of the UK financial services regulatory landscape.
- Excellent stakeholder management skills with the ability to influence, challenge and work independently.
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