Broadgate
Trainee Business Quality Controller
How your CV stacks up
Upload your CV to see how well it fits this job role
?%
Trainee Business Quality Controller
We're recruiting for a Trainee Business Quality Controller to join a growing Financial Services business. This is an excellent opportunity for someone with experience in Financial Planning, Paraplanning, or Compliance who is looking to develop a career in Business Quality and Regulatory Oversight.
Key Responsibilities
- Support complaint investigations and business issue resolution.
- Assist with advice file reviews and quality assurance processes.
- Produce management information (MI) and compliance reports.
- Manage remedial actions and provide feedback to adviser teams.
- Maintain accurate compliance records and support ongoing projects.
- Stay up to date with FCA regulations and Consumer Duty requirements.
Reasons to use Rodeo
Start with a chat, not a search bar
Grad scheme, placement, apprenticeship? Not sure what you want yet — that's fine. Your agent talks it through with you and turns "I have no idea" into a shortlist.
It searches the market for you
Every day your agent scans the market matching roles against what actually matters to you, not just keywords on a CV.
Only hits
No noise. No "maybe this fits." Just roles with a clear explanation of why they're right — and where to focus when applying.
What We're Looking For
Get help with your application
Your very own career expert that helps elevate your application to the next level.
- Previous experience in Financial Services (Compliance, Paraplanning, or a similar role).
- Understanding of the Financial Planning process and FCA regulations.
- Strong attention to detail and excellent organisational skills.
- Confident using Microsoft Office, particularly Excel and Word.
- Working towards a Level 4 Diploma (DipPFS or equivalent).
“It took my CV and asked me questions relevant to understanding what kind of jobs to suggest for me. Suggestions were almost perfect. Jobs were exactly what I’ve been looking for.”
Jessica, London
Skills