Clayton Davies
Training and Competence Supervisor
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⭐️ Training & Competence Supervisor
📍 Mixture of home/field based
💰 c.£70,000+ Benefits
We are working with a leading national IFA firm committed to delivering exceptional financial planning and wealth management services to clients across the UK. As part of their continued growth, they are seeking two experienced Training & Competence Supervisors to join the team, one based in the North and one based in the South.
You will play a key role in overseeing the competency, development, and regulatory standards of their financial advisers. You will be responsible for delivering and maintaining an effective T&C Scheme aligned to FCA requirements and Consumer Duty expectations.
Role & Responsibilities: 📋
- Supervise and monitor a panel of Financial Advisers in accordance with the firm's T&C Scheme.
- Conduct file reviews, observations, and competency assessments to ensure regulatory and company standards are met.
- Provide coaching, mentoring, and constructive feedback to advisers to support continuous improvement.
- Assess adviser competence and provide recommendations regarding sign-off, accreditation, and supervisory requirements.
- Identify training needs and contribute to the design and delivery of development programmes.
- Maintain accurate T&C records and management information.
- Support adviser onboarding, induction, and competency sign-off processes.
- Assist with implementing FCA regulatory changes, Consumer Duty requirements, and industry best practice.
- Participate in adviser development meetings and performance reviews.
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Do you have the following to apply? ✅
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Your very own career expert that helps elevate your application to the next level.
- Previous experience in a T&C role within an IFA environment.
- Strong knowledge of FCA regulations, Consumer Duty, and T&C requirements.
- Level 4 Diploma in Regulated Financial Planning (or equivalent).
- Proven ability to assess adviser competence and provide effective coaching and development support.
Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.
Clayton Davies is acting as an employment agency on behalf of our client.
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