Barbara Houghton Associates Limited
Wealth Management Advisor
How your CV stacks up
Upload your CV to see how well it fits this job role
?%
Wealth Management Adviser
Location: Regional (multiple branches)
Role Overview
This is a regulated retail financial planning role within a major UK banking group. You’ll provide holistic advice to mass‑affluent clients across pensions, investments and protection, working closely with local branches to generate referrals and deliver high‑quality client outcomes. The role suits advisers who thrive in a structured, compliance‑focused environment and can manage a busy diary while maintaining strong commercial performance.
Key Responsibilities
- Deliver regulated financial advice across pensions, investments and protection.
- Conduct full fact‑finds, assess client needs and produce compliant suitability reports.
- Manage a busy diary of annual reviews, new appointments and follow‑up activity.
- Build strong relationships with branch colleagues to drive referrals and support local business plans.
- Provide clear, confident client communication, ensuring advice is understood and aligned to risk tolerance.
- Maintain accurate records and ensure all advice meets FCA and internal compliance standards.
- Use company tools, systems and model portfolios to deliver consistent, high‑quality outcomes.
- Work collaboratively with regional managers, paraplanners and support teams.
- Achieve commercial targets while maintaining excellent client service.
Reasons to use Rodeo
Start with a chat, not a search bar
Grad scheme, placement, apprenticeship? Not sure what you want yet — that's fine. Your agent talks it through with you and turns "I have no idea" into a shortlist.
It searches the market for you
Every day your agent scans the market matching roles against what actually matters to you, not just keywords on a CV.
Only hits
No noise. No "maybe this fits." Just roles with a clear explanation of why they're right — and where to focus when applying.
Requirements
Essential:
- Level 4 Diploma in Regulated Financial Planning (DipPFS / DipFA / equivalent).
- Recent experience delivering regulated retail financial advice.
- Strong understanding of pensions, investments, protection and tax‑efficient planning.
- Confident producing suitability reports and managing a regulated advice process.
- Excellent communication and relationship‑building skills.
- Comfortable working in a fast‑paced, structured, compliance‑heavy environment.
- Commercial mindset with the ability to generate and convert referrals.
- Strong diary management and organisational skills.
- Experience within retail banking
Get help with your application
Your very own career expert that helps elevate your application to the next level.
Desirable:
- Experience within mass‑affluent client segments.
- CAS / CF30 status.
- Familiarity with branch‑based operations or referral networks.
What the Organisation Offers
- Clear progression pathways within Wealth Management.
- Structured environment with robust tools, systems and model portfolios.
Ideal Candidate
A confident, client‑focused retail financial adviser who can balance commercial performance, compliance discipline, and excellent client service. Someone who enjoys working with branches, managing a busy diary, and delivering clear, high‑quality advice to mass‑affluent clients.
For more information on this role please contact Sonia Smith by sending your CV to sonia@bhal.co.uk and quoting ref 16977SO.
“It took my CV and asked me questions relevant to understanding what kind of jobs to suggest for me. Suggestions were almost perfect. Jobs were exactly what I’ve been looking for.”
Jessica, London
Skills
Location