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Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid)

12 MONTH IFA COMPLIANCE MANAGER CONTRACT – LEVEL 4 QUALIFIED WITH COMPLIANCE MONITORING EXPERIENCE REQUIRED

Manchester
£50k – £55k/yr
Posted about 11 hours ago
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12 MONTH IFA COMPLIANCE MANAGER CONTRACT – LEVEL 4 QUALIFIED WITH COMPLIANCE MONITORING EXPERIENCE REQUIRED

£50,000 - £55,000 + GOOD BENEFITS NORTH MANCHESTER/PRESTON

REF:4196D

We are recruiting for a well respected IFA seeking to recruit a Compliance Manager for a period of 12 months with a possibility of longer. Duties will include:

  • Support the development, implementation and maintenance of the firm’s compliance framework, policies and procedures
  • Monitor regulatory developments and assess their impact on the business
  • Conduct compliance monitoring reviews, file reviews and thematic assessments
  • Provide regulatory advice and guidance
  • Assist with regulatory reporting
  • Review and respond to complaints in line with our complaints procedure
  • Oversee compliance risk assessments and provide mitigation advice
  • Support the delivery of training on compliance and professional standards
  • Investigate compliance breaches and manage client complaints
  • Prepare compliance and MI reports for the Board
  • Promote a positive compliance culture

Reasons to use Rodeo

I’m in my final year doing Economics and I don’t know whether to apply for grad schemes now or do a masters first. What do you think?

Honest answer — it depends on where you want to end up. A lot of top grad schemes (Big 4, civil service, banking) don’t need a masters. Let’s look at the ones you’d be competitive for now, and we can decide if a masters actually adds anything.

Also worth knowing: most autumn 2026 applications are open now. Timing matters more than you think.

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Graduate Consultant — 2026 Scheme

PwC·London, UK
£35,000/yr

Why you're a good match

Strong

Your economics background and your summer at a regional bank line up with what PwC looks for on the consulting scheme. Applications close in four weeks.

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Why you're a good match

You’ve got the grades and the economics background, and your bank internship is exactly the experience this scheme looks for. Apply soon — deadlines close within the month.

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Strong

Experience fit

Your summer at the bank plus your econometrics coursework map directly to the day-one responsibilities on this scheme — client modelling, market briefings, and deal support.

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You must have a Level 4 Diploma in Financial Planning (or equivalent) with proven experience in a Compliance Manager or senior compliance role within the Financial Services sector including a strong grasp of FCA rules & financial advice standards and experience conducting compliance monitoring & risk assessments (not just file reviews as already have a team member performing such). The role is 4 days per week in the office and one day at home but as may need to visit other offices in the Manchester area, you should be a car driver.

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So, if that sounds like you, then please send your details to our MD, David Symes FCA, at david@compliancerecruitment.com however please note we cannot reply to all applications so only successful applications will be contacted (although under no circumstances are your details ever passed on without your specific permission).

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.

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Skills

Compliance Monitoring
Regulatory Advice
Risk Assessments
File Reviews
Thematic Assessments
Training Delivery
Client Complaints
Compliance Framework
FCA Rules
Financial Advice Standards

Location

Manchester, England, United Kingdom

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