JOB SUMMARY / INTRODUCTION

Lead the Surveillance team (transaction monitoring)

KEY RESPONSIBILITIES

• Responsible for Day-to-Day management of FABLB Surveillance Team
• Management of the following processes inclusive of Resource, System and Management Information:
  • Transaction Monitoring System – Alerts to be generated to be reviewed for suspicious activity with preparation of internal suspicion reports.
  • Customer Screening System – identifying adverse media, PEP and Sanction information where appropriate action is taken against any risk exposure.
  • Global Markets Trade Monitoring – Trend and Pattern analysis of trade activity for suspicious behaviour with preparation of internal suspicion reports
  • Trade Finance Screening – screening of all parties involved in Trade Finance Transactions where appropriate action is taken against any risk exposure.
  • Sanctions Screening – Review of escalation payment screening reviews to ensure all payments released do not breach any sanctions.
  • Support to MLRO and Compliance teams ensuring FABLB is in line with all regulatory requirements.
  • Working alongside Compliance and Monitoring Team to ensure Quality Assurance is completed in line with internal policy and procedures.
  • Working alongside KYC teams to ensure PEP register and Internal Watchlists are maintained.
  • Present outstanding issues and performance to Senior level executives
  • Drafting reports and documenting analysis in a logical manner that sufficiently supports decisions.
  • Conducts monthly Quality Assurance on rules contained within Firco Continuity and Firco Trust to ensure they are appropriate and correctly calibrated.
  • Working alongside Compliance and Monitoring Team to ensure Quality Assurance is completed in line with internal policy and procedures.
  • Tracks and logs Operational Risk incidents.
  • Perform other additional tasks as required from time to time as directed by the MLRO (UK).