mbf
Business Quality Manager
How your CV stacks up
Upload your CV to see how well it fits this job role
?%
Business Standards & Quality Manager
A well-established private bank is seeking a Business Standards & Quality Manager to join its Compliance / Training & Competence (T&C) function. This is an excellent opportunity for a Paraplanner or suitability reviewer looking to transition into a broader compliance-focused role, with clear progression into a T&C Supervisory position over time.
The Role
You will play a key role in ensuring high standards of advice and documentation across the business through detailed client file reviews. Working closely with advisers and T&C Supervisors, you will provide valuable feedback, identify trends, and contribute to training and coaching strategies.
Key responsibilities include:
- Conducting client file reviews to assess advice suitability and documentation quality
- Delivering constructive feedback to advisers and identifying performance trends
- Supporting T&C Supervisors with oversight and coaching initiatives
- Maintaining and enhancing T&C processes and supervisory documentation
- Assisting with projects and technical support alongside senior stakeholders
- Ensuring adherence to regulatory standards and internal compliance frameworks
Reasons to use Rodeo
Start with a chat, not a search bar
Grad scheme, placement, apprenticeship? Not sure what you want yet — that's fine. Your agent talks it through with you and turns "I have no idea" into a shortlist.
It searches the market for you
Every day your agent scans the market matching roles against what actually matters to you, not just keywords on a CV.
Only hits
No noise. No "maybe this fits." Just roles with a clear explanation of why they're right — and where to focus when applying.
About You
- Experience in paraplanning, file review, or advice suitability assessment
- Understanding of the Training & Competence (T&C) framework (desirable)
- Knowledge of COBS, ICOBS and/or MCOB
- Strong analytical skills with the ability to assess complex cases
- Excellent communication skills, both written and verbal
- Highly organised with the ability to manage workloads independently
- Proactive, detail-oriented, and comfortable working with stakeholders across the business
Get help with your application
Your very own career expert that helps elevate your application to the next level.
Qualifications
- Level 4 Diploma (or equivalent) in Financial Planning or Investment Management required
What’s on Offer
- Competitive salary (£40k–£50k, with potential flexibility)
- Discretionary bonus
- Comprehensive benefits package (including private healthcare, pension, life assurance)
- Fully Remote
- Strong career progression within the T&C / Compliance function
This is a fantastic opportunity to move into a strategic compliance role within a highly reputable banking environment, offering both variety and long-term career development.
“It took my CV and asked me questions relevant to understanding what kind of jobs to suggest for me. Suggestions were almost perfect. Jobs were exactly what I’ve been looking for.”
Jessica, London
Skills
Location