Deutsche Bank
CASS Office – Client Assets Oversight
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Job Title: Vice President – CASS Office
Location: London
Corporate Title: Vice President
About the Role
The CASS Office provides a central oversight and advisory function for interpreting and implementing the FCA’s CASS rules within DBAG London Branch. The CASS Office is part of Regulatory Cross Product Operations, within IB, CB Operations & Controls, and oversees systems and controls in place to comply with the CASS rules. The group reports to the DBAG London Branch Board on the effectiveness of controls, and for maintaining the associated governance structure. As part of this role, you will assist with the implementation and management of a CASS oversight framework, and enhance and embed a strong risk-management structure.
Key Responsibilities
- Interpreting and Providing Guidance: Interpreting and providing guidance on the application of CASS regulations to products and services DB offers its clients.
- Monitoring Compliance: Monitoring compliance with CASS requirements across business and operational areas.
- Risk Management and Governance: Assisting the Client Assets Oversight Officer with all aspects of CASS risk management and governance.
- Coordination and Management: Coordination and management of internal and external audits and reviews.
- Technical Advice: Providing technical advice on CASS compliance to businesses and support functions, while promoting regulatory awareness throughout the firm.
- Control Processes: Design, develop and implement efficient control processes within Operations to ensure compliance with FCA CASS regulations.
- Regulator Interaction: Interaction with and responding to requests for information from regulators.
- Rule Changes: Reviewing changes to CASS rules and assessing impact on the Bank’s processes.
- Quality Assurance: Designing and conducting quality assurance testing to ensure ongoing compliance, while supporting key CASS Committees and Councils.
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What We’ll Offer You
- Competitive Salary: Competitive salary and non-contributory pension
- Holidays: 30 days’ holiday plus bank holidays, with the option to purchase additional days
- Insurance: Life Assurance and Private Healthcare for you and your family
- Flexible Benefits: A range of flexible benefits including Retail Discounts, a Bike4Work scheme, and Gym benefits
- Volunteering: The opportunity to support a wide-ranging CSR programme + 2 days’ volunteering leave per year
Your Skills and Experience
- Advanced Knowledge: Advanced knowledge of UK CASS regulations, gained through experience in financial services, regulator or as an industry practitioner, and a wider understanding of the UK regulatory environment.
- Regulatory Risk: Excellent awareness of regulatory risk and control mechanisms.
- Experience: Experience of working in regulatory functions within a financial / professional services firm, including knowledge of front-to-back trade flows and the management of control processes.
- Skills: Strong analytical & data interpretation skills, the ability to drive and deliver projects/solutions, and advanced communication and influencing skills with stakeholders at all levels of seniority.
- Legal Experience: Legal or paralegal experience is useful but not essential.
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How We’ll Support You
- Training and Development: Training and development to help you excel in your career.
- Coaching and Support: Coaching and support from experts in your team.
- Continuous Learning: A culture of continuous learning to aid progression.
- Flexible Benefits: A range of flexible benefits that you can tailor to suit your needs.
About Us
Deutsche Bank is the leading German bank with strong European roots and a global network.
- Diversity and Inclusion: We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group. We welcome applications from all people and promote a positive, fair and inclusive work environment.
- Awards: Deutsche Bank in the UK is proud to have been named The Times Top 50 Employers for Gender Equality 2025 for six consecutive years. Additionally, we have been awarded a Gold Award from Stonewall and named in their Top 100 Employers 2024 for our work supporting LGBTQ+ inclusion.
Adjustments and Support
If you have a disability, health condition, or require any adjustments during the application process, we encourage you to contact our Adjustments Concierge on adjustmentsconcierge@db.com to discuss how we can best support you. Alternatively, you can share your phone number, and a member of the team will be happy to call you to talk through your specific requirements.
For more information, visit Deutsche Bank Careers.
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